Advis and Co likely communicates compliance requirements to clients through the following approaches:
- During the initial consultation process, Advis and Co takes time to clearly explain relevant compliance policies, regulations, and documentation requirements to prospective clients. This helps set expectations upfront and establishes a precedent that compliance is a priority.
- As part of their personalized service packages (Basic, Professional, Expert), Advis and Co provides dedicated compliance and regulatory guidance tailored to each client’s industry, business activities, and the Dutch market landscape. This ongoing support ensures clients remain informed about evolving compliance obligations.
- Advis and Co likely reinforces the importance of compliance throughout the client relationship by reminding clients about specific compliance items whenever opportunities arise, such as when requesting documentation or updating suitability information. This consistent reinforcement helps clients understand the rationale behind compliance measures.
- For clients who may express frustration or inconvenience due to compliance requirements, Advis and Co likely provides context by explaining the “why” behind the regulations and how they are designed to protect the client’s interests. This approach fosters understanding rather than viewing compliance as a burden.
- Advis and Co emphasizes building trust and credibility with clients through transparent communication about compliance matters. By positioning themselves as trusted advisors, clients are more likely to appreciate the firm’s diligence in upholding compliance standards.
In summary, Advis and Co takes a proactive and educational approach to communicating compliance requirements, leveraging the initial consultation, ongoing guidance, consistent reinforcement, context-providing explanations, and a focus on building trust with clients. This comprehensive strategy ensures clients understand the importance of compliance while receiving personalized support tailored to their unique needs in the Dutch market.